Call for Application Round 3

 Call for Application Round 3
SECTION A:

BACKGROUND

A1. Funding opportunity description

Makerere University received special funding from the Government of the Republic of Uganda, to support high-impact Research and Innovations. The Financial Year 2021/22 will be the third year of this fund’s availability. The fund illustrates the increasing importance that the Government attaches to Research and Innovation as a driver of socio-economic transformation. The objective of the fund is to increase the local generation of translatable research and scalable innovations that address key gaps required to drive Uganda’s development agenda. The fund is therefore aimed at complementing available funding to address unfunded priorities critical to accelerating development. Over the last two Financial Years (2019/2020 and 2020/21), the government appropriated 60 Billion Uganda Shillings (US$ 8,100,000 per year). Between the two years, MakRIF has funded a total of 488 projects across all sectors critical for development. In the next Financial Year (2021/22), Makerere University expects to receive about 50 Billion Uganda shillings (about US$ 13,700,000) under the Government Research and Innovation Fund (RIF). Of this, at least 25 Billion Shillings will fund new ideas that respond to a widely consultative Research Agenda focused on national priorities while the rest will fund an extension of multi-year projects, needs-based projects and commercialization/scaling of prior funded projects. The Makerere University Research and Innovation Grants Management Committee (GMC) therefore announces the RIF Round 3, Track 1 (Research & Innovation Agenda-Based Grants). Available funds are obligated for the Financial Year 2021/2022, with an expectation of actionable results that speak to the National Research and Innovation Agenda. The GMC therefore invites applications with original ideas that demonstrate a clear link to key thematic areas of the National Research and Innovation Agenda.

A2. Research for Economic Development

To transition to middle-income status, low-income countries must increasingly invest in research and innovations that provide solutions to persistent development challenges. Universities should be at the fore-front of driving this research agenda. The Government of Uganda is currently implementing the 3rd National Development Plan (NDP) (2020/21 – 2024/25). However, the NDP and sector specific plans require research to fill evidence gaps. The main objective of the RIF is to support R&I initiatives that contribute to better delivery of National Development initiatives in all sectors critical to the economy.

A3. Scope and Technical Description of the Research and Innovation Grant

The RIF GMC’s terms of reference include development of an instructive research agenda as the basis for identifying funding priorities. The GMC conducted a comprehensive stakeholder consultation to identify priority thematic areas of interest for national development. . These consultations included meetings with representatives from key government sectors, semi-autonomous government agencies, the private-for-profit sector and civil society. The GMC triangulated this information with that from the National Development Plan III, the Makerere University Strategic Plan and Research Agenda and the thematic outputs from the RIF Round 1. This research agenda was first applied under the RIF Round 2.  The RIF Round 3, Track 1 (Research & Innovation Agenda-Based Grants) will therefore specifically target research and innovation projects that align with priority thematic issues in the instructive Research Agenda that arose from these consultations. Research and Innovation ideas are therefore sought in the following thematic areas:

The Government Research & Innovation (R&I) Grants will cover all technical disciplines in Makerere University as long as the research questions align with the instructive research agenda themes above. Particular attention will be paid to unfunded priorities, those for which funding has been inadequate, or for which available funding only covers one or a few of the components needed to inform development initiatives in a holistic way. This grant is not primarily meant to supplement existing research projects that already have funding from other sources. However, researchers can apply on the platform of existing projects if they provide a strong justification that there are important funding gaps in the current research project, why addressing these gaps is crucial and the added deliverables expected from the additional support to the existing research effort. This grant also emphasizes a multi-sectoral approach. Research groups are therefore encouraged to work with other sectors that complement their technical focus.

A4. Categories and size of grants to be issued:

Grants will be issued in the following categories:

Res= primarily research/research ecosystem-based; Innov= primarily Innovation-based

Note:

* The R&I Grants Management Committee reserves the right to determine/change the number and size of awards based on prevailing circumstances informed by demand, quality of applications, availability of funds and level of utilization of funds by grantees. 50% of all awards will go to research or ecosystem strengthening projects while 50% will go innovation-based projects.

**The experience from earlier RIF calls showed that most applicants (Over 50%) target Category 1 which creates a lot of competition and many otherwise good proposals being un-funded. Applicants for RIF-3 are encouraged to explore all the other categories.

*** 50% of the grants in Category 3 will be given to Junior Faculty. Junior Researchers can apply as PIs in any of the categories listed above, but they will have a dedicated earmark of 50% of the category 3 projects. Junior Faculty are not defined by age, but by rank and research experience. They are defined as researchers at the rank of Lecturer and below or researchers with less than 5 years of experience in research/innovation or less than 2 years as independent researchers/innovators, or have never been PIs for a research/innovation project greater than US$ 100,000 (or 365 Million Uganda Shillings).

A5. Grant principles

This grant is guided by the following principles:

  • A commitment to results and impact: This grant is committed to results and impact. The expectation is that researchers will address the most pressing development issues and that the findings generated from the research and innovation activities supported by this grant will be of use to policy makers, program implementers or the private sector. Research teams ought to demonstrate attainment of tangible and useful deliverables within 1 year of implementation, including projects that require multi-year funding.
  • Equity and inclusion: Measures will be taken to ensure that all colleges will benefit from the fund. The GMC will also ensure that women researchers and junior faculty are well represented in the grant portfolio. However, equity will not mean equal allocation, because the nature, capacity and cost of research and innovation initiatives differs markedly across disciplines.
  • Multi-disciplinarity: The development challenges we are seeking to solve require more than the effort of one sector. It is therefore important that researchers demonstrate a multi-disciplinary approach to the research-to-translation continuum, reflected through the problems selected, the technical proposals, and their team composition.
  • Accountability and utilization of funds: To protect the University’s and the researchers’ reputation and ensure continuity of this funding, accountability for the RIF will be of utmost importance. All funds disbursed should be accounted for in a timely way and to acceptable standards (both financial and implementation). The GMC will therefore regularly track all awardee performance. Researchers with substantial accountability arrears and those who do not utilize allocated funds will in the absence of an acceptable justification be temporarily stopped from accessing these funds in the future.

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